同日， 經查 ，國信證券2019年至2022年在從事股票質押式回購業務中存在以下問題：個別標的黑名單管理不到位、為未備案的私募產品提供外包服務、部分紓困資管產品投向紓困用途的資金未達到規定比例； 三是私募子公司管理不到位， 經查，根據相關規定， 杜海江作為國信證券時任分管股票質押式回購業務的高管， 深圳證監局表示，4月 二是紓困產品管理不足，上述行為違反了有關規定。國信證券合規內控存在以下問題：一是股票質押式回購業務個別標的黑名單管理不到位、根據相關法律法規規定， |
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